the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Determining the ultraviolet radiation dose experienced by aerosols using ultraviolet-sensitive dyes
Qingqing Fu
Frank Einar Kruis
The application of ultraviolet (UV)-light-based air disinfection methods holds promise but also presents several challenges. Among these, the quantitative determination of the required UV radiation dose for aerosols is particularly significant. This study explores the possibility of determining the UV dose experienced by aerosols without the use of virus-containing aerosols, circumventing associated laboratory safety issues. To achieve this, we developed a model system comprised of UV-sensitive dyes dissolved in di-ethyl-hexyl-sebacate (DEHS), which facilitates the generation of non-evaporating and UV-degradable aerosols. For the selection of UV-sensitive dyes, 20 dyes were tested, and 2 of them were selected as being the most suitable, according to several selection criteria. Dye-laden aerosol droplets were generated using a commercial aerosol generator and subsequently exposed to UV-C radiation in a laboratory-built UV irradiation chamber. We designed a low-pressure impactor to collect the aerosols pre- and post-UV exposure. Dye degradation, as a result of UV light exposure, was then analyzed by assessing the concentration changes in the collected dye solutions using a UV-visible spectrophotometer. Our findings revealed that a UV dose of 245 mW s cm−2 resulted in a 10 % degradation, while a lower dose of 21.6 mW s cm−2 produced a 5 % degradation. In conclusion, our study demonstrates the feasibility of using aerosol droplets containing UV-sensitive dyes to determine the UV radiation dose experienced by an aerosol.
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The COVID-19 pandemic, caused by the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), has profoundly impacted both individual lives and the global economy (Dong et al., 2020; Priya et al., 2021). The predominant contributor to these effects is the rapid airborne transmission of the virus, often involving aerosols smaller than 5 µm and traveling distances exceeding 1 to 2 m from the infected individual (Zayas et al., 2012; Wang et al., 2021; Lefebvre et al., 2024). A diverse, integrated approach has been implemented globally in response to this pandemic. Public health measures such as the enforcement of personal protective equipment usage, including masks, adherence to social distancing guidelines, and the promotion of hand hygiene practices, have contributed to reducing viral transmission to some extent (Muñoz et al., 2021; Leung and Sun, 2020). Vaccination serves as an essential strategy to control the COVID-19 pandemic because an effective vaccine could induce an appropriate immune response. The rapid and ground-breaking advancement in COVID-19 vaccine development by researchers has played a pivotal role in significantly reducing the global impact of the pandemic (Chakraborty et al., 2023). However, developing an effective vaccine is a time-consuming process due to pre-clinical protocols and three-phase clinical trials necessary to ascertain safety and efficacy. Moreover, environmental variations and differences in population densities across geographical areas can cause the viral genome to mutate, which could reduce the efficacy of the developed vaccines (Kaur and Gupta, 2020; Van Dorp et al., 2020). Ultraviolet (UV) germicidal irradiation, specifically UV-C irradiation within the wavelength range of 100–280 nm (UV-C), is known as an effective method for inactivating all known microorganisms and viruses (Abkar et al., 2022; Inagaki et al., 2020; Reed, 2010; Biasin et al., 2021). UV-C radiation in the range of 200–280 nm is widely used in air sterilization research because radiation at wavelengths below 200 nm is absorbed by the air (Heßling et al., 2020). The UV-C radiation is capable of breaking chemical bonds in the genome of pathogenic microorganisms, which inhibit DNA/RNA replication and inactivate the pathogen (Budowsky et al., 1981; Kowalski, 2009; Beck et al., 2016). Furthermore, UV radiation presents a more environmentally friendly and more energy-efficient alternative to liquid disinfectants and heat disinfection for sterilizing liquids, air, and surfaces (Heßling et al., 2020). Therefore, a deeper understanding of using UV-C to inactivate pathogenic microorganisms might strengthen our ability to address the public health challenge posed by airborne viruses.
A significant challenge lies in the quantitative determination of the UV radiation dose required to inactivate pathogenic microorganisms (Gandhi et al., 2012; Feng et al., 2010). Although researchers have investigated the necessary dose of UV radiation to disinfect coronaviruses, it is noteworthy that the calculated and measured UV dosages in these studies exhibit considerable variations (Walker and Ko, 2007; Buonanno et al., 2020; Tseng and Li, 2005; Terpstra et al., 2008; Pratelli, 2008; Deshmukh and Pomeroy, 1969; Eickmann et al., 2020; Kariwa et al., 2006; Kaur and Gupta, 2020). For instance, even within the 254 nm results, the UV radiation doses required to inactivate 90 % of the virus concentration (the log-reduction doses) ranges widely (Heßling et al., 2020). For the removal of bovine coronavirus using a UV24 unit (with an airflow of 85 m3 h−1 and a produced UV dose of 19.8 mW s cm−2), the required dose is 0.6 mW s cm−2 in a room of 244 m3 volume without outside air (Kowalski, 2017). In the case of SARS-CoV (Urbani strain), it is as high as 11,754 mW s cm−2 by applying a UV-C light source of 4.0 mW cm−2 at a distance of 3 cm to the sample (Darnell and Taylor, 2006). The reasons behind this diversity in reported UV doses remain unclear, but possible factors include differences in culture mediums, experimental facilities (power of the radiation device and distance between light source and virus sample), or sample conditions (solid surface, liquid, or aerosol) (Biasin et al., 2021). So far, the inactivation of viral aerosols by UV-C radiation has not been as extensively studied as it has been for liquids and on solid surfaces (Feng et al., 2010; Welch et al., 2018; Hamzavi et al., 2020; Hijnen et al., 2006; Bohrerova et al., 2005). This is partly due to the high vapor pressure of pure water, which leads to an extremely short evaporation time and consequently unstable aerosol droplets. For example, a pure water droplet of 100 nm evaporates in approximately 2 µs (Ferron and Soderholm, 1990). This dynamic change in droplet size can also impact the concentration and susceptibility of airborne microorganisms, presenting a significant challenge to many medical and biological laboratories studying bioaerosols. Moreover, aerosol experts, despite their proficiency in aerosol generation and measurement, often encounter difficulties in conducting direct experiments involving pathogenic microorganisms due to the stringent requirement of biosafety laboratory microorganisms (Burnett et al., 2009; Ahmad et al., 2019). In this regard, bridging the gap between aerosol scientists and biologists is crucial for a faster and more comprehensive understanding of bioaerosol inactivation using UV-C radiation.
Tracer methods have been widely used in various scientific and medical disciplines to study biochemical and biophysical processes. The tracer is chosen so that it behaves like the substance being studied but can be easily detected. For instance, fluorescence tracing has become a powerful tool in biology and biochemistry for imaging cells and tissues and tracking the movement of molecules within organisms (Kyrychenko, 2015). Radioactive tracing is particularly useful in medicine, where radioactive tracers (Talaat et al., 2019) are used to image body tissues and organs, highlighting areas of high metabolic activity. Recently, Talaat et al. (2019) developed a model to numerically assess the radiation dosimetry of inhaled radioactive aerosols, by coupling computational fluid-particle dynamics (CFPD) and the Monte Carlo (MC) methods. Furthermore, chemical tracers, such as UV-sensitive dyes, have been tested as model systems to mimic the behavior of pathogenic microorganisms under UV radiation exposure. For example, the degradation of chromophores and fluorophores has been used to measure the radiation doses of UV light with a wavelength of 254 nm, serving as chemical indicators for UV sterilization processes (Putt et al., 2012). The decrease in absorbance or fluorescence has been correlated to the radiation dose (in W s cm−2) and the reduction in the concentration of microorganisms such as Escherichia coli, Staphylococcus aureus, and Candida albicans (Putt et al., 2012). Moreover, UV-sensitive dyes have been utilized to develop colorimetric UV dosimeters that monitor sunlight exposure to prevent skin damage. Wang et al. (2018) demonstrated a wearable wristband that combined with a colorimetric UV film to indicate the UV dose through the discoloration of a purple photodegradable dye under exposure to UV light. The UV sensing film completely discolors to transparency in 2 h under a solar simulator, suggesting its potential as an indicator to help individuals avoid skin damage. Various wearable devices containing UV-sensitive dyes were developed to monitor UV exposure, showing that the degree of Sun exposure can be quantified with an accuracy rate of 95 % by establishing a correlation between the color changes and the dosage of UV-A (400–320 nm) and UV-B (315–280 nm) radiation received (Kurz et al., 2020). Nevertheless, all of these studies involving UV-sensitive dyes focus on assessing the required UV radiation doses either in liquid solutions or on solid surfaces. When UV-sensitive dyes are aerosolized and exposed to UV-C light, it is unclear whether the photodegradation of UV-sensitive dyes increases linearly with the UV radiation dose. Therefore, the use of UV-sensitive dyes in studying UV effects on aerosol droplets could potentially provide valuable insights into UV disinfection mechanisms and their efficacy.
This study presents the development of a model system that enables the determination of the UV radiation dose experienced by an aerosol without the need for using microorganisms. This model system can generate stable aerosol droplets composed of UV-sensitive dyes and a carrier liquid, di-ethyl-hexyl-sebacate (DEHS). The UV dose received by these aerosol droplets during irradiation can be evaluated by tracking changes in the color intensity of the UV-sensitive dyes. Three critical criteria were established for the selection of UV-sensitive dyes: no observable sedimentation, high extinction coefficients in the vicinity of 260 nm, and significant solubility in DEHS. Detailed analysis and discussion were conducted regarding the particle size distribution and number concentration of the aerosol droplets generated from these selected UV-sensitive dye solutions. A low-pressure impactor was developed to collect the aerosolized droplets, thus enabling the assessment of dye content within the aerosol samples. The concentration of the UV-sensitive dye in the collected liquid was then determined using a UV-Vis spectrometer. The feasibility of using UV-C light-emitting diode (LED) irradiation to degrade the UV-sensitive dye solution was also evaluated in this work. The UV dose experienced by the aerosols was determined by passing through a designed UV-C irradiation chamber with various residence time. Determination of the UV dose experienced by the aerosols was achieved by irradiating the flowing aerosols in a specifically designed UV-C irradiation chamber.
2.1 Selection of UV-sensitive dye solutions
Due to the dynamic nature of the size of water-based aerosols, DEHS was chosen as the carrier liquid to ensure the generation of stable droplets with extended lifetimes. In aerosol science, DEHS is widely used to generate liquid particles with extended lifetimes due to its extremely low-saturation vapor pressure. This quality is crucial for studying particle size effects (Ren et al., 2021; Li et al., 2020). Besides, DEHS aerosols, recommended for aerosol filtration testing, allow for more accurate particle size measurement of spherical liquid particles compared to non-spherical solid particles like salt and test dusts, which tend to agglomerate (Gustavsson, 2003). The first step involved selecting a solution containing DEHS and UV-sensitive dyes. There are 20 types of non-toxic UV-sensitive dyes, including 2 water-soluble and 18 fluorescent dyes, that were tested for suitability. DEHS (CAS no. 122-62-3), erythrosine B (CAS no. 568-63-8), and indigo carmine (CAS no. 865-22-0) were procured from the Merck Group (Sigma-Aldrich Chemie GmbH, Taufkirchen, Germany), while a fluorescent dye kit (part no. DFKIT-COMP) was purchased from Risk Reactor Inc. (California, United States of America). Detailed information about all the tested UV-sensitive dyes is provided in Table 1. Initially, solutions containing DEHS and UV-sensitive dyes were prepared at a concentration of 100 µg mL−1 and left undisturbed for 48 h. For uniform dye distribution in the aerosol, it is essential to use a DEHS solution that reliably maintains a stable dye concentration, a key factor in producing consistent and stable aerosol particles. Eight of these solutions, which demonstrated no noticeable sedimentation, were selected for further evaluation. The UV-Vis absorbance spectra of these eight dye solutions were then determined using an ultraviolet-visible (UV-Vis) spectrophotometer (Cary 500 UV-Vis-NIR Spectrophotometer, Agilent Technologies, USA). Given the varying susceptibility of different UV-sensitive dyes to UV-C exposure, dyes with an absorption peak near 260 nm (below 300 nm in this study) were selected for further study. This is because the chemical structure, crucial for the replication of deoxyribonucleic acid (DNA) and ribonucleic acid (RNA), is more sensitive to UV irradiation near 260 nm, where it also exhibits an absorption peak (Abkar et al., 2022). As noted by Stegemann et al. (2007), substances are typically classified as “insoluble” when their solubility is below 100 µg mL−1 in a solvent. Techniques like UV-Vis spectroscopy can be used to estimate the solubility of insoluble substances, particularly with those with very low solubility (such as below 100 µg mL−1). In the third stage, the relationship between the absorbance and concentration of the dye solutions was analyzed to quantitatively assess their solubility in DEHS. The selected dyes were prepared at concentrations of 20, 15, 10, 5, and 1 µg mL−1, after which their UV-Vis absorbance spectra were measured from 260 to 800 nm at 2 nm intervals. The maximum peak absorbance in the visible region was identified for each dye. According to Beer's law, we expect that the maximal absorbance obtained correlates with the solute concentration, ideally forming a linear standard curve. If the measured data do not exhibit a linear regression, the corresponding substance is excluded. All solutions were prepared with highly accurate graduated pipettes and an analytical balance (XS205, Mettler Toledo AG, Switzerland). To ensure an accurate representation of the average absorbance values, all concentrations were prepared in triplicate.
2.2 Experimental setup for investigation of aerosol containing UV-sensitive dyes
2.2.1 Low-pressure impactor for aerosol droplet collection
To evaluate the concentration changes in the dye-laden aerosols, a one-stage low-pressure impactor (LPI) was developed for collecting aerosol droplets both before and after UV irradiation treatment. Under the assumption of no evaporation and complete collection of all aerosol particles, the concentration inside the aerosol droplets should remain unchanged. The LPI design was based on the geometry of an electrostatic precipitator developed at the Institute of Technology for Nanostructures (NST, University of Duisburg–Essen, Duisburg, Germany), as illustrated in Fig. 1. The inlet gas flow q could be controlled via different critical orifices to adjust the desired residence time in the UV irradiation zone. The outlet of the LPI was connected to a rotary vane pump (type 301853, ILMVAC GmbH, Ilmenau, Germany), maintaining the measured pressure inside the impactor chamber at lower than 0.22 bar. As shown in Fig. 1, the distance z between the collecting substrate and the aerosol outlet was 5 mm, and the tube length of circular jet tube was approximately 20 mm. The estimated cutoff Stokes diameter d50 for the impactor at various inlet gas flows q of 0.78, 2.26, and 8.86 L min−1 is approximately 1.28, 0.75, and 0.38 µm, respectively. For more detailed information on the calculations, please refer to Sect. S1 in the Supplement. The collection efficiency of the LPI was determined by comparing the aerosol droplets mass concentration, as obtained by a tapered-element oscillating microbalance (TEOM; model 1405, Thermo Fisher Scientific, Waltham, USA), to the collected liquid mass under defined aerosol flow and collection time. The impact of sampling using the lab-built impactor on the UV-Vis spectra of UV-sensitive dyes (no. 4 and no. 7 in Table 1) was also investigated. UV-sensitive dye solutions at various concentrations (20, 15, 10, 5 and 1 µg mL−1) were applied to generate aerosols using a commercial aerosol droplet generator (AGF 2.0, Palas GmbH, Germany). Droplets of each concentration were collected over a 2 h period using the lab-built impactor, equipped with a 1 mm critical orifice (gas flow 8.8 L min−1). The collected liquids were transferred to a quartz submicron cuvette (part no. 6610024100, Agilent Technologies, Santa Clara, USA) with a minimum capacity of 80 µL (external dimensions 45 × 12.5 × 12.5 mm; opening aperture 10 mm; path length 10 mm) for UV-Vis spectra measurements. The corresponding concentration of dye solutions was determined using the previously mentioned UV-Vis spectrophotometer.
2.2.2 UV irradiation of UV-sensitive dyes
Before constructing the UV irradiation chamber, a UV-C LED module with a peak and dominant wavelength of 275 nm (part no. 37337, Lumitronix LED-Technik GmbH, Hechingen, Germany) was employed to assess whether the selected dyes would degrade upon UV irradiation. As depicted in Fig. 2, 1 mL of the dye solutions was added to the aforementioned cuvette (external dimensions 45 × 12.5 × 12.5 mm; opening aperture 10 mm; path length 10 mm) used for measuring collected aerosol droplets. A specially designed 3D-printed fixture, as shown in Fig. 2a, held the quartz cuvette in a fixed position as it underwent irradiation for various durations. A UV light meter (UV integrator type D, Beltron GmbH, Roedermark, Germany, with a spectral measurement range of 250–410 nm) was used to measure the radiation intensity (mW cm−2) at the same position. The detector of this UV light meter has a circular area with a 10 mm diameter, matching the opening aperture of the cuvette used in this work. UV radiation dose (mW s cm−2) was calculated by multiplying the measured intensity (mW cm−2) by the irradiation duration (seconds). The UV-Vis absorbance spectra of the dye solutions were recorded both before and after irradiation.
Figure 3a shows a schematic overview of the aerosol irradiation chamber. The constructed chamber comprises a quartz tube, a UV-C LED array, and 3D-printed fixtures. The quartz tube, with a length of 500 mm, a wall thickness of 2.5 mm, and an internal diameter of 60 mm, was purchased from GVB GmbH – Solutions in Glass (Herzogenrath, Germany). The UV-C LED array (part no. ILS-XN12-S260-0280-SC201-W2, Intelligent LED Solutions, Berkshire, United Kingdom) consists of 12 UV-C LEDs (with a radiation peak at 270 nm) that are connected and arrayed linearly to electronic printed circuit boards (PCBs). A heat sink and two cooling fans were implemented to enhance the performance of the UV LEDs by dissipating heat from the PCBs. Figure 3b demonstrates the position of the UV-C LED array so that its surface is parallel to the bottom of the quartz tube. The distance, denoted as h, between the LED and the central aerosol flow measures 45 mm. The UV light traveled through the quartz tube and irradiated the flowing aerosols within the chamber. The slanted shaded region in Fig. 3b illustrates the calculated effective irradiated volume V () of the UV chamber. The intensity of the UV radiation is adjustable by modulating the current of the UV-C LED array (300–1050 mA). A radiometer, equipped with a cylindrical detector (X1-UV-3726-5, Gigahertz Optik GmbH, Tuerkenfeld, Germany) and calibrated with a 260–290 nm LED, was applied for the measurement of the UV-C radiation intensity. The cylindrical detector has a height of 32 mm and a diameter of 37 mm, with its optical detection area being a circle of 11 mm in diameter. To assess the radiation intensity inside the chamber, a detector fixture was designed to position the detector surface at half the height of the chamber. It should be noted that the intensity measured along the center line might not accurately represent the intensity experienced by all particles. Predicting the equivalent radiation intensity for aerosol droplets in the UV chamber requires developing simulation models, which was not addressed in this study. These mathematical models would need to consider numerous factors, including the optical field of UV irradiation (accounting for reflections and refractions at interfaces between air, quartz, and nitrogen) and the flow field, which affects UV scattering and shadow effects related to particle sizes and trajectories (Kowalski, 2009). Therefore, in our research, we utilized the irradiation intensity measured at the chamber's largest cross section to inform feedback for our reactor design.
The UV intensity experienced by an aerosol droplet was then estimated by averaging the measured intensities at five different spots. The exposure time t of the aerosol to the UV radiation is approximated by the mean residence time of the aerosol in the device, defined as , with V the effective irradiation volume of the quartz tube (777 cm3), and as q, which is the aerosol flow rate. Table 2 summarizes the specifications of the UV chamber and the calculated UV dose used in this study.
2.2.3 Characterization of aerosol droplets containing UV-sensitive dyes
Figure 4 presents the schematic of the experimental setup for studying aerosol droplets containing UV-sensitive dyes. Briefly, a liquid nebulizer featuring a two-substance nozzle and a cyclone ( µm) was used to generate aerosols from the selected UV-sensitive dye solutions. Due to centrifugal force, the cyclone can efficiently separate larger particles generated from the nebulizer. Heavier particles (particles with an aerodynamic diameter > 2 µm) are collected in a liquid reservoir, while the lighter particles are released with the gas flow. The aerosol particle size distribution and concentration, both before and after passing through the designed UV irradiator, were investigated using online measurements. This study applied conventional aerosol measurement devices, including a scanning mobility particle sizer (SMPS; model 3938, TSI, Minnesota, USA), an electrical low-pressure impactor (ELPI; model ELPI+, Dekati Ltd, Tampere, Finland), and a tapered-element oscillating microbalance (TEOM). The SMPS device comprises three main components: an aerosol neutralizer (TSI model 3088), a differential mobility analyzer (DMA; TSI model 3081), and a condensation particle counter (CPC; TSI model 3775). In this setup, the DMA employed closed-loop system for the sheath flow, whereas the aerosol flow through the entire SMPS system was regulated by the CPC, which maintained at a low-flow rate of 0.3 slm (standard liters per minute). The sheath flow rate for the DMA was set to 3 slm to achieve an aerosol-to-sheath flow ratio of 1 : 10. In the ELPI, particles are classified into 14 size fractions using a cascade impactor. The cutoff aerodynamic sizes are 0.016, 0.03, 0.053, 0.093, 0.15, 0.26, 0.38, 0.60, 0.95, 1.6, 2.5, 3.7, 5.4, and 10.0 µm, respectively. Additionally, to account for the influence of multiply charged particles on the measured signal, a multiple charge correction was used to the measurements obtained by both ELPI and SMPS. An aerosol dilution system with a dilution ratio of 100 (VKL 10 cascade system, Palas GmbH, Karlsruhe, Germany) was utilized to lower the particle number concentration for the standard online instruments. This dilution technique did not significantly alter the particle size distribution (Helsper et al., 1990). The abovementioned low-pressure impactor was employed to collect aerosols before and after passing through the designed UV irradiation chamber to characterize how the selected dyes would degrade upon UV irradiation. A UV-Vis spectrophotometer was used to determine the changes in dye concentration of the collected liquids before and after UV irradiation.
3.1 Generation of an aerosol containing UV-sensitive dyes
3.1.1 Selection of UV-sensitive dyes with high solubility in DEHS (three criteria)
As noted earlier, the rigorous requirements of biosafety laboratories limit many aerosol laboratories from experimenting with pathogenic microorganisms (Burnett et al., 2009; Ahmad et al., 2019). Some researchers, therefore, use smoke aerosols to simulate pathogenic microorganism in their aerosol studies (Chen et al., 2021). In this study, DEHS was chosen as the carrier liquid for generating non-biological and stable aerosol droplets, due to its extremely low-saturation vapor pressure (Li et al., 2020). Consequently, a key criterion for selecting suitable UV-sensitive dyes was their high solubility in DEHS. Solubility, the ability of one substance to dissolve in a solvent, can range from infinite to virtually insoluble, and the threshold value definition varies depending on the application. To rapidly screen UV-sensitive dyes soluble in DEHS, solutions were prepared at a dye concentration of 100 µg mL−1, aligning with the concentration used by Putt et al. (2012), who studied chromophore degradation in water solutions for evaluating UV radiation doses. These solutions were then left undisturbed for 48 h, during which the sedimentation process was recorded, as demonstrated in Fig. 5. From theses visual observations, eight solutions with no significant sedimentation were chosen for the next step: dye nos. 1, 3, 4, 6, 7, 9, 10, and 14. An overview of all measurements conducted for the selection of UV-sensitive dyes is provided in Table 3.
The ultraviolet light spectrum theoretically ranges from 100 to 400 nm and is divided into three regions: UV-A (315–400 nm), UV-B (280–315 nm), and UV-C (100–280 nm) (Reed, 2010). UV-C radiation is highly effective for pathogen inactivation, given that DNA and RNA exhibit maximum absorbance around 260 nm when exposed to UV-C wavelengths exceeding 240 nm (Heßling et al., 2020; Fujimoto et al., 2023). Consequently, another key criterion for selecting a UV-sensitive dye is its high-absorption capacity around 260 nm. For this consideration, the UV-Vis absorbance spectra of all eight dye solutions were measured. It should be mentioned that pure DEHS liquid was used as the baseline, and all spectra were derived by subtraction from this baseline. As depicted in Fig. 6a, while pure water has almost non-existent absorption upon UV-Vis light, the chosen carrier liquid, di-ethyl-hexyl-sebacate (DEHS), significantly absorbs UV light with wavelengths below 300 nm. Since the absolute absorbance of DEHS below 270 nm exceeds 1, the UV-Vis spectra ranging from 270 to 800 nm were utilized as the baseline for measuring the spectra of pure dyes in this study. Variations in dye concentration were identified through characteristic absorption peaks within the visible spectrum. Figure 6b shows three DEHS baselines obtained by various batches of liquid. As the absorbance fluctuations are smaller than ±0.001, the error caused by subtracting this baseline should be smaller than 1 %. The similarity of these spectra led to their division into three groups. As detailed in Fig. 7, it can be observed that two of the tested dyes (categorized as group A) might undergo chemical reactions or polarization with DEHS liquid, as indicated by their UV-Vis spectra. These spectra show absorption across the whole visible wavelength spectrum, and the absorption peaks appear broadened and obscured. For a given organic chromophore, the absorption peaks or shoulders are common for the presence of the conjugated systems and might become broad when extensive conjugation occurs with the solvent (Hemdan, 2023; Zheng et al., 2018). Sharp absorption peaks in UV-Vis spectroscopy are desired in this study to quantitatively evaluate concentration changes after UV irradiation.
Thus, the group A dyes were deemed unsuitable for further investigation. In contrast, the two dyes categorized as group B displayed sharp absorption peaks in the visible region. For comparison, all spectra were normalized at the wavelength where the maximal absorption peak occurs. Since the maximum absorbance of DNA/RNA is near 260 nm when applying UV-C light above 240 nm, dyes with obvious absorbance below 300 nm, which we assume to be around 260 nm, are desired. However, these group B dyes failed to show significant absorption characteristics near the desired range, leading to their exclusion from subsequent studies. Only four dyes, assigned to group C, fulfilled this criterion. These dyes displayed distinct absorption characteristics near 260 nm (below 300 nm in this study) and sharp absorption peaks in the visible region.
To ensure a homogeneous dye distribution within the aerosol droplet, it is essential to have a high dissolution rate for the selected dye in the DEHS solvent. The correlation between the absorbance and the concentration of the dye solutions was examined to quantitatively evaluate the solubility level of the chosen dyes (no. 3, no. 4, no. 6, and no. 7 in Table 1).
Figure 8 presents the typical UV absorption spectra of an unsuitable dye (no. 3) and a suitable dye (no. 4) with the concentration ranging from 1 to 20 µg mL−1. A linear fit was established for each dye based on the maximum absorbance in the visible spectrum region. The results revealed that two of the tested dyes (no. 4 and no. 7) had a goodness-of-fit (R2) value greater than 0.99 in a simple linear regression, suggesting superior dissolution and long-term stability in DEHS. As a result, these two dyes (no. 4 and no. 7) with higher linearity were selected as candidates for the model system in this research study, as the dye degradation was used to estimate the UV radiation dose.
3.1.2 Effect of the addition of UV-sensitive dyes on the particle size distribution
Our main objective was to develop a stable dye-laden aerosol model to estimate the UV radiation dose experienced by an aerosol droplet. Previous research has suggested that exhaled droplets, including aerosols produced by breathing, speaking, and coughing, which experience fast evaporation and shrink in size, are smaller than 5 µm (Wang et al., 2021; Fabian et al., 2011). More recent studies have shown that aerosols smaller than 1 µm pose significant concern regarding disease transmission, since these smaller particles remain in the air longer and can deposit in the respiratory tract to initiate infection (Wang et al., 2018). Therefore, this study on determining the UV-C radiation dose required for aerosols primarily focused on evaluating smaller particle-sized aerosols (dCMD < 1 µm). A commercial aerosol generator was employed to atomize DEHS liquid, where the carrier gas flow is adjustable by setting the operation pressure of compressed nitrogen. The aerosol generator was equipped with a cyclone (dp, max = 2 µm) so that aerosols larger than 2 µm would not leave the generator.
Figure 9 shows the particle size distribution, based on the mobility-equivalent diameter measured by SMPS and the Stokes diameter measured by ELPI, of DEHS aerosols produced at various operating pressures of the aerosol generator. The SMPS measurement is based on the electrical mobility of particles, whereas ELPI relies on the aerodynamic properties of the particles. It is evident that an increase in the operating pressure correspondingly increased the particle number concentration. Table 4 presents a summary of the calculated count median diameter (CMD) and the geometric standard deviation (GSD) of the total aerosol population, as measured by ELPI and SMPS. ELPI measurements show CMD values ranging from 505 to 639 nm, with GSD decreasing from 1.76 to 1.35 as pressure increases. SMPS results indicate consistently lower CMD values between 297 and 305 nm, with a similar downward trend in GSD from 2.05 to 1.81. This discrepancy could be due to the different measurement principles and sensitivities of these measure instruments. Regardless of the operating pressure, the generated aerosol droplets exhibited a size distribution similar to that of most respiratory droplets, with a large fraction that is smaller than 1 µm and a peak around 0.2 to 0.8 µm (Morawska et al., 2009; Zayas et al., 2012; Fabian et al., 2011). Furthermore, the particle number concentration of the DEHS droplets produced at a pressure of 2.0 bar aligns closely with the concentration of the cough-generated droplets (Zayas et al., 2012). For these reasons, a pressure of 2.0 bar (generating 9 slm aerosol flow) was chosen to produce DEHS aerosols in subsequent studies.
In addition, the influence of adding UV-sensitive dye to the particle size distribution of DEHS aerosols was investigated. The previously selected dyes, either no. 4 or no. 7, were dispersed in DEHS liquid to prepare dye solutions with a concentration of 10 µg mL−1, respectively. These prepared dye solutions were fed into the aerosol generator, which was subsequently driven by a pressure of 2.0 bar to generate droplets containing UV-sensitive dyes. Figure 10 displays the particle size distribution and number concentration of the generated dye-laden droplets, as well as pure DEHS droplets. For pure DEHS, the measured CMD by SMPS is 305 nm, with a GSD of 2.05. When UV-sensitive dye nos. 4 and 7 are introduced in DEHS, the CMD marginally decreases to 301 and 297 nm, respectively, along with a reduction in GSD to 1.91 and 1.81. All measurements, including aerosol generation and online characterization, were conducted continuously over a 1 h period. Based on these experimental observations, the slight fluctuation in the number concentration is likely due to factors inherent to the commercial aerosol generator, such as the instability of pre-pressure regulation. Therefore, it can be concluded that the addition of UV-sensitive dyes (at 10 µg mL−1) does not significantly affect the particle size and number concentration of DEHS aerosols.
3.2 Effect of impactor sampling on dye content in aerosols
Sampling airborne pathogens poses significant challenges as most bioaerosols are water-based, and their particle size can change due to evaporation during the sampling process (Verreault et al., 2008). In this study, DEHS, an oily liquid, was chosen to generate aerosols, eliminating the complexity associated with liquid evaporation. A lab-built impactor, as described in Fig. 1, was designed to collect dye-containing droplets before and after their passage through a UV irradiation chamber. The mass output of the aerosol generator was determined by directly measuring the aerosol mass concentration online using a commercial TEOM device, and these data were then used to estimate the collection efficiency of the LPI. Concurrently, aerosol droplets were collected using the impactor at a defined aerosol flow rate (8.8 L min−1) for 1 h, ensuring an adequate liquid volume (minimal 80 µL for the submicron quartz cuvette) for UV-Vis measurements. Dye solution nos. 4 and 7, with concentrations ranging from 1 to 20 µg mL−1, were utilized for these measurements. The collection efficiency was determined to be above 90 % by comparing the mass output of the aerosol generator to the collected liquid. The missing 10 % of aerosol mass is likely from smaller droplets not collected by the impactor, given that the estimated cutoff size (Stokes diameter) d50 of the impactor at a flow rate of 8.8 L min−1 is 0.38 µm. Moreover, the absorbance of all collected liquids was measured to compare the concentration with those in the liquid reservoir of the aerosol generator, as demonstrated in Fig. 11.
Notably, concentration deviations became increasingly pronounced when higher concentrations of dye solutions (> 15 µg mL−1) were used to generate aerosols. This observation might be attributed to the differing concentrations within individual droplets, a hypothesis that can be further substantiated by collecting categorized droplets with varying diameters. Using the AGF 2.0 aerosol generator at 1.5 bar, the mass output m, as measured by the TEOM instrument, is 88 mg h−1. Consequently, the maximum collection volume V of DEHS droplets, calculated as (with ρP=0.912 g cm−3), amounts to 96 µL h−1. In the current study, a one-stage impactor was developed to capture the generated polydisperse droplets for UV-Vis spectrum analysis, which expedited the collection process and efficiency. However, this approach did not consider the potential influence of droplet size on the dye concentration and degradation. Future studies should generate or classify narrower aerosol fractions instead of a broad aerosol distribution to investigate potential particle size effects. To mitigate the effect of dye concentration deviation, a concentration of 10 µg mL−1 was employed, ensuring that each dye (no. 4, no. 7) remained well within the linear range for the UV-C degradation studies.
3.3 Determination of dye degradation of selected UV-sensitive dyes
In this study, UV-C LEDs were utilized to explore the degradation of dyes under UV radiation. Traditional low- or medium-pressure mercury lamps, although effective, raise concerns due to their fragility and the presence of toxic mercury, which poses environmental hazards and necessitates proper disposal. Conversely, UV LEDs are emerging as a favored and eco-friendly alternative (Chiappa et al., 2021). Their compact size facilitates easy integration into sterilization systems, and they provide a wide range of wavelengths (Kim and Kang, 2018; Song et al., 2016). To characterize the degradation of the selected UV-sensitive dyes upon UV irradiation, 1 mL of a 10 µg mL−1 dye solution was added to a quartz cuvette. We initially used UV LEDs to irradiate the dye solution and confirm whether the selected dyes exhibited degradation upon exposure. This information guided us in designing the aerosol UV irradiation chamber. Figure 12 presents examples of the measured UV-Vis spectra of dye solutions before and after irradiation with various UV radiation doses, using the experimental setup displayed in Fig. 2. The higher irradiation dose required could potentially depend on the species and is also influenced by factors such as the irradiated sample volume and UV absorbance of the carrier liquid DEHS. As the UV radiation dose increased, the maximal absorbance values in the visible region decreased noticeably. Moreover, despite a similar degradation trend observed for the two tested dye solutions at the same UV irradiation dose of 6000 mW s cm−2, the degradation fraction for dye no. 4 was 90 % while dye no. 7 was 50 %. It can be concluded that dye solution no. 4 demonstrated a higher sensitivity to UV-C irradiation at 275 nm. It is worth noting a prior study that used the degradation of water-based dye solutions to measure UV dose (Putt et al., 2012). This study irradiated a dye solution on (1 mL and 10 µg mL−1) in a quartz cuvette with 254 nm UV light. It was observed that the required UV dosage for the degradation of dye no. 4 (497 nm) and dye no. 7 (419 nm) aligns with the order of magnitude specified for fast green (624 nm), Allura red (495 nm), and tartrazine (426 nm) in the study conducted by Putt et al. (2012). While pure DEHS demonstrates significant absorbance under UV-C irradiation, as shown in Fig. 6a, dyes dissolved in DEHS undergo photodegradation upon UV-C exposure, similar to that observed in water-dissolved dyes (Putt et al., 2012). The behavior of dyes in DEHS under UV-C irradiation may closely mimic the response of pathogens in saliva or nasal fluids, which contain proteins and also absorb UV-C light. Using DEHS as a dye carrier could simulate the physical shielding and other potential interactions found in fluids containing pathogens.
Based on prior research indicating that dye no. 4 displayed heightened sensitivity to UV-C radiation, this dye solution was chosen for aerosol droplet generation. Figure 10 displays the aerosol particle distribution produced using dye solution no. 4 (10 µg mL−1). The UV dose received by the droplets was estimated by multiplying the UV intensity by the average residence time of aerosols inside the exposure chamber, as summarized in Table 2. In the current study, the UV radiation dose was modulated by controlling the carrier gas flow rate, where the applied current of the UV-C LED array was maintained to 1000 mA. Figure 3 illustrates both the experimental setup used and the calculated effective irradiated volume. The estimated UV radiation doses, detailed in Table 2, were 245.1 mW s cm−2 at 0.78 L min−1, and 84.6 mW s cm−2 at 2.26 L min−1 and 21.6 mW s cm−2 at 8.86 L min−1, respectively. The influence of UV dose on the degradation of dye-laden aerosols is demonstrated in Fig. 13. The calculation of the fraction of dye degradation involved converting the maximum absorbance values at 497 nm (for dye no. 4) after UV irradiation (using apparatus in Fig. 3) into a percentage of the original absorbance value before irradiation. As depicted in Fig. 13a, when exposed to a 270 nm UV-C array at a dose of 245.1 mW s cm−2, an approximate 10 % degradation of the dyes within the aerosols sampled was noted. Meanwhile, a lower UV dose of 21.6 mW s cm−2 was capable of degrading 5 % of the dye-containing aerosol droplets. These results suggest a nonlinear relationship between the degradation of UV-sensitive dyes and the increase in UV radiation doses. Two potential mathematical models that might offer insights into dye degradation are the classical exponential decay model (log-linear decay) and the shoulder model, which begins with a horizontal slope before transitioning into full exponential decay (Kowalski, 2009). However, the determination of which model is better suited for the selected dye solution remains inconclusive due to limited experimental data. A dataset that includes, at the very least, 90 % dye degradation induced by UV radiation is required. Another possible cause for the observed nonlinear degradation might be the different degradation responses in droplets of varying diameters, resulting from the variable gas flow to the impactor, which in turn leads to different cutoff sizes for the collected droplets. Future research should also focus on optimizing the impactor to separately collect particles from different categories in order to explore potential particle size effects.
In addition, Fig. 13b presents the UV-Vis spectra of collected aerosol droplets of both pure DEHS and dye solution no. 4 (10 µg mL−1) before and after UV exposure. The degradation of dye no. 4 after UV exposure is evidenced by noticeable changes in the maximum peak absorbance (especially at 497 nm for dye no. 4). While pure DEHS exhibits some spectral changes under UV irradiation, these changes are predominantly below the 300 nm wavelength, with insignificant absorption changes above 400 nm. Therefore, the error introduced using DEHS as the spectral baseline for determining dye degradation is considered negligible. Besides, it is worth noting that increasing the UV dose by extending droplet residence time in the exposure section is not ideal. Observations revealed that a longer residence time (59.8 s at a gas flow of 0.78 L min−1) resulted in slightly droplets deposition on the quartz tube wall. This occurrence reduces the collection efficiency by the low-pressure impactor and diminishes the UV radiation intensity entering the chamber. Therefore, it is recommended to adjust the UV dose by altering the power of UV-C LEDs and limiting the sedimentation loss of aerosol droplets using a vertical UV chamber in further study.
It is known that aerosolized viruses can effectively be disinfected by the use of UV-C radiation, where its effectiveness depends on the UV dose experienced by the aerosol (Chiappa et al., 2021). The dose required for disinfection can be determined on immobilized viruses in biosafety laboratories, whereas determining the dose experienced by an aerosol in a given UV disinfection apparatus or a room equipped with UV disinfection can conveniently be done with the help of suitable nonbiogenic aerosols. Here, this study proposes a model system consisting of nonevaporating DEHS droplets containing a UV-sensitive dye. From an initial selection of 20 UV-sensitive dyes, only two were deemed suitable based on key selection criteria: prominent absorption characteristics around 260 nm and high solubility in DEHS. Moreover, it has been demonstrated that adding UV-sensitive dyes (10 µg mL−1) did not affect the particle size and number concentration of DEHS-based aerosols. For analyzing the concentration changes before and after passing through a UV irradiation chamber (with an effective UV-C irradiated volume of 777 cm3), a low-pressure impactor was designed to collect dye-containing aerosol droplets and transfer the liquid into a quartz cuvette. The potential of using UV-C LED irradiation to degrade the UV-sensitive dye solution was also examined, leading to the development of a UV radiation chamber capable of modulating the UV dose. The self-built UV-C irradiation chamber allows for the quantitative determination of the UV dose experienced by aerosols with UV-sensitive dyes. The obtained results indicate a nonlinear correlation between the degradation rate of UV-sensitive dyes and the increase in UV radiation doses. Specifically, a UV-C dose of 245.1 mW s cm−2 (with an aerosol flow of 0.78 L min−1) at 270 nm degraded approximately 10 % of the dyes in DEHS aerosols, while a lower dose of 21.6 mW s cm−2 (with an aerosol flow of 8.86 L min−1) degraded 5 % of the dye-laden aerosols. In summary, our study demonstrated the approach for quantitatively determining the UV radiation dose experienced by an aerosol droplet by incorporating UV-sensitive dyes into droplets. Further research is necessary to understand the impact of the suspending medium and the aerosol droplet size on the required UV dose for dye degradation.
The data sets are available upon request to Frank Einar Kruis (einar.kruis@uni-due.de).
The supplement related to this article is available online at: https://doi.org/10.5194/ar-2-77-2024-supplement.
FEK: supervision, funding acquisition, conceptualization, and review and editing. QF: conceptualization, investigation, visualization, and writing (original draft preparation). All authors have read and agreed to the published version of the paper.
The contact author has declared that neither of the authors has any competing interests.
Publisher’s note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. While Copernicus Publications makes every effort to include appropriate place names, the final responsibility lies with the authors.
We would like to thank the Deutsche Forschungsgemeinschaft (DFG) for financially supporting this research project (grant no. 469047872).
This research has been supported by the Deutsche Forschungsgemeinschaft (grant no. 469047872).
This paper was edited by Evangelia Diapouli and reviewed by Patrick Weber and two anonymous referees.
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